Compliance & Risk Management Specialist

As a Compliance & Risk Management Specialist at Treasure Well, you will play a pivotal role in ensuring regulatory compliance, risk mitigation, and financial due diligence across a broad spectrum of high-value transactions and corporate structuring initiatives.

Your work will focus on risk assessment, financial crime prevention, and multi-jurisdictional compliance strategies, ensuring that our clients—including high-net-worth individuals (HNWIs), institutional investors, and multinational corporations—operate in full compliance with evolving global financial regulations.

This is a high-impact role requiring deep expertise in AML, KYC, FATCA, CRS, and corporate governance frameworks. You will collaborate closely with our legal, tax, and advisory teams to implement best-in-class compliance solutions, safeguarding client interests while aligning with international regulatory expectations.

Key Responsibilities

Regulatory Compliance & Financial Crime Prevention

• Conduct risk-based due diligence on HNWIs, corporate entities, and investment structures to assess financial and reputational risks.

• Develop and implement anti-money laundering (AML) and know-your-customer (KYC) policies, ensuring compliance with UK, EU, and global financial crime prevention frameworks.

• Monitor compliance with FATCA (Foreign Account Tax Compliance Act), CRS (Common Reporting Standard), and OECD transparency guidelines.

• Ensure adherence to global sanctions, politically exposed persons (PEP) screenings, and financial crime prevention protocols.

  Risk Assessment & Mitigation

• Identify key regulatory risks associated with cross-border investments, trust formations, and corporate structuring.

• Develop compliance strategies to mitigate financial, legal, and reputational risks across multi-jurisdictional client portfolios.

• Perform regulatory gap analyses, ensuring client structures align with international tax laws, governance frameworks, and industry best practices.

• Collaborate with internal teams and external auditors to execute regulatory reporting and risk assessments.

  Due Diligence & Governance Advisory

• Conduct enhanced due diligence (EDD) and transaction monitoring for high-value asset transfers, investment fund structures, and offshore wealth management vehicles.

• Advise clients on corporate governance best practices, ensuring regulatory transparency in business structuring, acquisitions, and shareholder agreements.

• Monitor industry developments and regulatory updates, providing proactive advisory on compliance trends and financial risk management.

• Prepare compliance audit reports, risk assessments, and regulatory filings in coordination with internal teams and external regulatory bodies.

  Cross-Border Collaboration & Regulatory Advisory

• Work with legal, financial, and tax advisory teams to integrate risk management strategies into broader client solutions.

• Engage with regulatory bodies, financial institutions, and law enforcement agencies to ensure compliance with international legal frameworks.

• Provide compliance training and risk awareness sessions to internal teams, promoting a culture of regulatory excellence and financial integrity.

Required skills and Expertise

• 3-6 years of experience in compliance, risk management, regulatory advisory, or financial due diligence.

• Strong expertise in AML, KYC, FATCA, CRS, and OECD regulatory compliance frameworks.

• Experience in risk assessment for high-net-worth clients (HNWIs), multinational corporations, and institutional investors.

• Proven ability to interpret and apply complex financial regulations across multiple jurisdictions.

• Familiarity with corporate governance, tax compliance, and trust structuring principles.

• Strong analytical, investigative, and problem-solving skills, with the ability to assess high-risk transactions and financial crime threats.

• Excellent communication skills, with the ability to advise clients, regulators, and internal teams on compliance best practices.

• Certifications in compliance, financial crime prevention, or risk management (e.g., ICA, CAMS, CFA, ADIT, or equivalent) preferred.

Benefits

• Competitive Salary + Performance Bonuses

• Global Work Exposure – Work across 50+ jurisdictions on high-profile cases.

• Hybrid Working Model – Flexible work-from-home options available.

• Professional Development & Certification Support – Access to industry-leading training, workshops, and external certifications.

• International Career Mobility – Opportunity to work with teams in London, Dublin, Zurich, Dubai, and Hong Kong.

• Private Healthcare & Wellness Initiatives – Comprehensive health, dental, and mental wellness programs.

• Fast-Track Career Growth – Access leadership training, mentorship programs, and structured career progression opportunities.

• Networking & Thought Leadership – Engage in industry conferences, regulatory panels, and global compliance forums.

About Treasure Well

At Treasure Well, we specialize in providing strategic advisory services across wealth structuring, tax optimization, investment migration, and regulatory compliance. Our firm is built on a foundation of precision, foresight, and discretion, ensuring that our clients—high-net-worth individuals (HNWIs), family offices, global investors, and corporate entities—navigate complex international landscapes with confidence.

We understand that in an evolving global economy, financial structures, regulatory requirements, and wealth protection strategies must be carefully designed to withstand change. Our multidisciplinary expertise allows us to craft tailored solutions that address the legal, financial, and strategic needs of our clients, ensuring compliance while maximizing opportunities for sustainable growth.

With a presence in key financial jurisdictions worldwide, Treasure Well delivers a global perspective with local insight. Our team of experienced professionals, drawn from diverse backgrounds in finance, law, and international taxation, collaborates to offer a seamless, high-value service.

At the core of our approach is a commitment to:

• Bespoke Solutions – No two clients are the same, and our strategies reflect the uniqueness of their objectives.

• Regulatory Precision – We ensure that all structuring and advisory services meet global legal and compliance standards.

• Strategic Growth – Our focus extends beyond today’s challenges to help our clients prepare for long-term financial security.

At Treasure Well, we don’t just advise—we shape the future of wealth, mobility, and regulatory excellence.